We guide our clients through the complexities of public offerings, PIPEs and securities compliance matters with a focus on achieving optimal outcomes.
Public Offerings: We lead initial public offerings (IPOs), follow-on public offerings, both primary and secondary offerings, representing issuers and underwriters and helping clients to successfully navigate the listing process and comply with regulatory requirements.
PIPEs: We advise clients at all stages of PIPE (private investments in public equity) transactions
including transaction structuring, due diligence, negotiation and documentation, regulatory compliance, and post-transaction support.
Securities Compliance and Regulatory Advisory: We advise clients on ongoing compliance with securities regulations, including periodic filings for both domestic companies and FPIs (Forms 20-F, 6-K, 10-K, 10-Q and 8-K) and insider and beneficial ownership reporting (Forms 3, 4, 5, and Schedules 13D and 13G) under the U.S. federal securities law.